LinkedIn
Copied!

Pega Client Lifecycle Management for Financial Services Hotfixes

The following tables list required hotfixes the Pega® Client Lifecycle Management for Financial Services application requires. To request a hotfix, go to my account on My Support Portal. Click New request > For something I need and select Service request > Existing hot fix. Add and verify the hotfix details and click Finish.

Import each type of hotfix in the listed order during the Pega Client Lifecycle Management for Financial Services installation or upgrade:

  • Apply Pega Platform hotfixes immediately after the Pega Platform installation or upgrade.

  • Apply Pega Client Lifecycle Management for Financial Services hotfixes just after you complete the application bundle import.

To see hotfix installation details, see the readme that is included in the hotfix.

Pega Client Lifecycle Management for Financial Services 8.5

Required Pega Client Lifecycle Management for Financial Services 8.5 hotfixes

Pega Platform
Version
Hotfix Number Observed Behavior
8.5.2 HFIX-80281

Changes addressed as part of this  HFix.

  1. RNG Design-time Error on RQ creation for other languages(Spanish and German) is addressed.
  2. RP status is localized.
  3. RNG requirements sets and requirements are localized on RQ creation.
  4. Visualizer, Retail add product, doc status are localized.
  5. Fund & RP names are displaying with a prefix of (-) is addressed.
  6. Customer Amendment, case Type and few other Field values in doc expiry journey are localized.
  7. RNG Run-time screens like the requirements gadget are localized.
  8. RP details representation like "is" and "has" relationship strings in SDD journey is localized.

Along with these Couple of FV on RNG design time portal and few other's all over the CLM Onboarding journey were addressed.

HFIX-70097

KYC ->  HFIX-70091, KYC RC-> HFIX-70092 are pre-requisite for this HFix.

Changes addressed as part of this Hfix.

  1. Incorrect field values presented to users during Related Party Conversion journey.
  2. Incorrect ownership percentage field value when attribute is not applicable for related party relationship.
  3. Upgrade process is not getting triggered for inflight objects with flows having wait shapes.
  4. Missing Upgradedata data transform call from SyncUpPoint execution.
  5. Existing documents only showing filtered documents instead of all documents.
  6. Infinite loop detected in the call to GetCorporateParent – GetCorporateParent removed from PegaFS PerformDefault.
  7. RPGKYC case stuck when RP is deleted – incident occurs when optimistic locking is enabled.
  8. Controlling Entities grid in CPGKYC case shows Ownership Percentage as 0.00 when party as a role of Borrower - it should be displayed as 'N/A'.
  9. Large data spike in clipboard of eScreening case causing performance degradation – observed when customer network is large and complex.
  10. LKYC case does not automatically advance to review step even though all questions have been answered.
  11. Alternate address appears to be blank for newly created related party in RP CDD case.
  12. Point of contact missing from master profile after progressing case past Enrich stage.
  13. Consecutive exceptions (seconds of difference) when executing CaseNavigationProcessing. Error thrown regarding the locking of parent and sub requirements cases.
  14. Unnecessary values being passed to clipboard causing minor performance issue.
  15. Roles are not properly displayed on customer master profile if it’s been deleted in the past.
  16. Inconsistency of system retrieval of customer data post synchronization.
  17. Missing parameter causing error with agent batch processor.
  18. Roles which are not relevant for a given party type are being displayed on picklist.
  19. Empty assignment error presented when navigating to resolved requirement case on cloud instance.
  20. Error is found in logs if Periodic Review case is initiated for existing member in Group Onboarding case.
  21. Error thrown in backend when certain existing related parties are removed from customer record.
  22. Percentage ownership reason values are not being displayed for branch and division roles.
  23. Link to edit Waiver information presented to user after submitting waive request.
  24. Error thrown on UI when user attempts to submit related party data when onboarding case is open in a separate session.

 

Pega Client Lifecycle Management for Financial Services 8.4

 

Required Pega Client Lifecycle Management for Financial Services 8.4 hotfixes

Pega Platform
Version
Hotfix Number Observed Behavior
8.4
 
HFix-62081

Changes are required to address the following issues:

  • Show the user with a message about the Regulatory compliance update import status and restrict them post moving KYC case.
  • Audit tracking is missing values related to related party attributes.
  • Related parties added to a case can be deleted except for a primary contact and also editable option for a read only view of the related party is fixed.

Important: The KYC HotFix-61554 is pre-requisite for this hotfix.

HFix-67814

In Pega Client Lifecycle Management for FS 8.4, security has been enhanced on a number of rules by the addition of an existing privilege “AllFlows”.

Pega Client Lifecycle Management for Financial Services 8.3

Required Pega Client Lifecycle Management for Financial Services 8.3 hotfixes

Pega Platform
Version
Hotfix Number Observed Behavior
8.3 HFix-57885

Changes addressed as part of this Hfix.

  • Global KYC cases are auto-completing for new organization as the underlying principal for a Fund.
  • Operator locale changes blocking the case at Business Sponsorship Approval step.
  • Registered address is not mapped when state value not provided during capturing address details.
  • BSA cases are created with an unexpected prefix (C-).
  • Fund status is appearing as inactive after completion of Fund Manager onboarding case.
  • Resolved abandoned cases are not hidden after proceeding to due diligence stage for the second time .
  • Single Page attributes are not captured during PDF Snapshot generation.
HFix-58254

Localization support for Client Lifecycle Management for Financial Services application.

HFix-67932

In Pega Client Lifecycle Management for FS 8.3, security has been enhanced on a number of rules by the addition of an existing privilege “AllFlows”.

Pega Client Lifecycle Management for Financial Services 8.2

Required Pega Client Lifecycle Management for Financial Services 8.2 hotfixes

Pega Platform
Version
Hotfix Number Observed Behavior
8.2.1 HFix-54287

Changes are required to address the following issues:

  • Enhanced MiFiD & AML EDD applicability logic.
  • Synchronization of override/reason values for deemed controlling parties.
  • Display of deemed controlling overrides in customer summary.
  • Maintain journey issues related to eScreening.
  • Display of regulatory information on case summary.
HFix-68104 In Pega Client Lifecycle Management for FS 8.2, security has been enhanced on a number of rules by the addition of an existing privilege “AllFlows”.

Pega Client Lifecycle Management for Financial Services 8.1

Required Pega Client Lifecycle Management for Financial Services 8.1 hotfixes

Pega Platform
Version
Hotfix Number Observed Behavior
8.1 HFix-49985 This hotfix provides compatibility support with Pega Know Your Customer Regulatory Compliance 18.3 application.
HFix-68103

In Pega Client Lifecycle Management for FS 8.1, security has been enhanced on a number of rules by the addition of an existing privilege “AllFlows”.

Pega Client Lifecycle Management for Financial Services 7.4

Required Pega Client Lifecycle Management for Financial Services​ 7.4 hotfixes

Pega Platform
Version
Hotfix Number Observed Behavior
8.1 HFix-48399 Changes are required to address the following issues:
  • EDR cases are not being created.
  • Case is blocked after ‘define business objectives’ step in Fund manager journey.
  • Empty Assignment key issue in WSS portal while collecting documents.
  • Case is blocked after ’capture’ stage in onboarding a new organisation journey.
7.4 HFix-47353

Changes are required to address the following issues:

  • Contains organization chart units, operators, work baskets and work groups to support target operating model for Argentina, Brazil, Cayman Islands, Chile, Colombia, Dubai, Isle of Man, Israel, Japan, Malaysia, Mexico, New Zealand, Peru, Philippines, Qatar, Russia, Saudi Arabia, South Africa, Taiwan, Thailand, Turkey, UAE jurisdictions which are being delivered as part of Know Your Customer Regulatory Compliance 18.2 release.
HFix-47336

Changes are required to address the following issues:

  • Compatibility with Know Your Customer Regulatory Compliance v18.2.
  • Support 22 new APAC jurisdictions-Argentina, Brazil, Cayman Islands, Chile, Colombia, Dubai, Isle of Man, Israel, Japan, Malaysia, Mexico, New Zealand, Peru, Philippines, Qatar, Russia, Saudi Arabia, South Africa, Taiwan, Thailand, Turkey, UAE.
  • Created CIP requirements for 22 new jurisdictions.
HFix-46849

Changes are required to address the following issues:

  • Withdrew unnecessary rules related to the document handling based Requirements functionality from CLM to allow use of the equivalents from PFFS by default.
  • Implemented CLM specific specializations by creating appropriate extension points in PFFS for the document handling based Requirements functionality.
HFix-46189 Support for Webstorage and Repository for Document storage and retrieval.
HFix-44964

Changes are required to address the following issue:

  • Contains organization chart units, operators, work baskets and work groups to support target operating model for China, India, Indonesia and South Korea jurisdictions which are being delivered as part of Know Your Customer Regulatory Compliance 18.1 release.
HFix-44898

Changes are required to address the following issues:

  • Compatibility with Know Your Customer Regulatory Compliance v18.1.
  • Support 4 new APAC jurisdictions- China, India, Indonesia and South Korea.
  • Created CIP requirements for 4 new APAC jurisdictions.
  • Capture of Local Entity including validations for India and Indonesia jurisdictions only for onboard Journeys .
  • Updated data instance for Indonesia country to remove from Is EU category group.
  • Bugs fixed post CLM7.4 GA.

 

Pega Client Lifecycle Management for Financial Services 7.31

Required Pega Client Lifecycle Management for Financial Services 7.31 hotfixes

Pega Platform
Version
Hotfix Number Observed Behavior
7.4 HFix-43476 Changes are required to resolve the overlapped radio buttons.
HFix-42885 Slowness and poor performance while fetching assignment list during case processing.
HFix-42090 Changes are required to address the following issues:
  • Compatibility with Pega Know Your Customer Regulatory Compliance for Financial Services 17.4.
  • Support 7 new EU AML jurisdictions.
  • Updated CIP requirements for 6 existing countries of EU AML jurisdictions.
HFix-41143 One of the application in multi app environment is facing issue due to missing property in organization rule.
HFix-40467 Changes are required to address the following issues:
  • Pega Client Lifecycle Manangement for Financial Services provides support to the 9 new AML jurisdictions.
  • General localization support for the Pega Client Lifecycle Manangement for Financial Services 7.31 GA.
HFix-40253 An error occurs while uploading the supporting documents in KYC subcase.
HFix-40225 Changes are required to address the following issues:
  • Compatibility with Pega Foundation for Financial Services (PFFS) 7.32
  • Support UI ToolKit 10 through PFFS 7.32
HFix-39634 Changes are required to address the following issues:
  • Support for the Pega Know Your Customer for Financial Services Regulatory Compliance 17.3 release.
  • Support for additional jurisdictions for the Customer Identification Program (CIP) documentation collection.
  • A small set of general product defects in the Pega Client Lifecycle Management for Financial Services 7.31 release.
HFix-38700 An error is thrown while uploading the Driving Licence document and clicking on Submit button.
7.3.1 HFix-46188 Support for Webstorage for Document storage and retrieval.
HFix-42885 Slowness and poor performance while fetching assignment list during case processing.
HFix-42090 Changes are required to address the following issues:
  • Compatibility with Pega Know Your Customer Regulatory Compliance for Financial Services 17.4.
  • Support 7 new EU AML jurisdictions.
  • Updated CIP requirements for 6 existing countries of EU AML jurisdictions.
HFix-41143 One of the application in multi app environment is facing issue due to missing property in organization rule.
HFix-40467 Changes are required to address the following issues:
  • Pega Client Lifecycle Manangement for Financial Services provides support to the 9 new AML jurisdictions.
  • General localization support for the Pega Client Lifecycle Manangement for Financial Services 7.31 GA.
HFix-40253 An error occurs while uploading the supporting documents in KYC subcase.
HFix-40225 Changes are required to address the following issues:
  • Compatibility with Pega Foundation for Financial Services (PFFS) 7.32.
  • Support UI ToolKit 10 through PFFS 7.32.
HFix-39634 Changes are required to address the following issues:
  • Support for the Pega Know Your Customer for Financial Services Regulatory Compliance 17.3 release.
  • Support for additional jurisdictions for the Customer Identification Program (CIP) documentation collection.
  • A small set of general product defects in the Pega Client Lifecycle Management for Financial Services 7.31 release.
HFix-38700 An error is thrown while uploading the Driving Licence document and clicking on Submit button.
7.3 HFix-40253 An error occurs while uploading the supporting documents in KYC subcase.
HFix-39634 Changes are required to address the following issues:
  • Support for the Pega Know Your Customer for Financial Services Regulatory Compliance 17.3 release.
  • Support for additional jurisdictions for the Customer Identification Program (CIP) documentation collection.
  • A small set of general product defects in the Pega Client Lifecycle Management for Financial Services 7.31 release.

Pega Client Lifecycle Management for Financial Services 7.22

Required Pega Platform hotfixes for Pega Client Lifecycle Management for Financial Services 7.22

Pega Platform
Version
Hotfix Number Observed Behavior
7.22 HFix-31288 Error thrown while Skimming ruleset versions with flow rules using pyContinueAfterWait OOTB flow action.
HFix-31157 Images for the operators are not displayed in Internet Explorer (IE).

Required Pega Client Lifecycle Management for Financial Services​ 7.22 hotfixes

Pega Platform
Version
Hotfix Number Observed Behavior
7.3 HFix-35706 Several User Interface (UI) issues are observed running on Pega Platform 7.3.
HFix-31032 Several minor usability issues were encountered during Pega Platform 7.2.2 certification testing.
7.22 HFix-36968 Changes are required to allow CLMFS to integrate with Content Management Interoperability Services (CMIS) and Alfresco server.
HFix-35187 Compatibility issues are encountered when certifying on KYC Regulatory compliance 17.01.
HFix-32869 Compatibility issues are encountered when certifying on KYC Regulatory compliance 16.04.
HFix-31032 Several minor usability issues were encountered during Pega Platform 7.2.2 certification testing.
7.21 HFix-33337 When subcases are created and displayed through a Navigation summary, bad class definition exception is written in certain log files.
HFix-31492 Client Lifecycle Management (CLM) Framework Review harness Problem.
HFix-31120 Unable to drag and drop assignments issue.
HFix-30551 Pega Client Lifecycle Management for Financial Services 7.22 post release enhancements.

Pega Client Lifecycle Management for Financial Services 7.21

Required Pega Platform hotfixes for Pega Client Lifecycle Management for Financial Services 7.21

Pega Platform
Version
Hotfix Number Observed Behavior
7.2 HFix-26295 Autocomplete functionality is not functioning on iPad.
HFix-26564 Modal windows in iPad landscape mode are cut off. They do not display the Submit and Cancel buttons.
HFix-26711 Chart Wizard crash.
HFix-27002 Unable to complete the flow in MSSQL instance.

Required Pega Client Lifecycle Management for Financial Services 7.21 hotfixes

Pega Platform
Version
Hotfix Number Observed Behavior
7.22 HFix-36227 Changes are required to allow CLMFS to integrate with Content Management Interoperability Services (CMIS) and Alfresco server.
7.21 HFix-29740 Unable to Open Assignment via Client Lifecycle Management (CLM) Case Navigation.
HFix-29894 Sub cases displaying incorrectly on Client Lifecycle Management (CLM) navigation screen.
HFix-30394 Subcases are not displayed in Client Lifecycle Management (CLM) Case Navigation.
HFix-30693 Unable to drag and drop assignment from one work basket to other.
7.2 HFix-40886 Unable to modify KYC answers during re-capturing global data in CLM case.
HFix-37388 Case overview screen to show same casetype in multiple stages.
HFix-37280 Default work group is empty in dashboard after viewing profile.
HFix-33316 Parallel Assignments does not get displayed for second stage (exceptions in log).
HFix-27218 Address post-release issues.

 

Suggest Edit

Have a question? Get answers now.

Visit the Collaboration Center to ask questions, engage in discussions, share ideas, and help others.